The International Organization of Securities Commissions has published a paper the purpose of which is to identify and promote awareness of those factors that may credibly deter misconduct in securities and investment markets: see here (pdf). The paper gives examples of practices adopted by IOSCO members and makes clear that it has not been published to benchmark or assess individual regulators.
Showing posts with label deterrence. Show all posts
Showing posts with label deterrence. Show all posts
Wednesday, 1 July 2015
IOSCO paper - credible deterrence in securities markets
The International Organization of Securities Commissions has published a paper the purpose of which is to identify and promote awareness of those factors that may credibly deter misconduct in securities and investment markets: see here (pdf). The paper gives examples of practices adopted by IOSCO members and makes clear that it has not been published to benchmark or assess individual regulators.
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