![](https://blogger.googleusercontent.com/img/b/R29vZ2xl/AVvXsEi_OoFgZDOaX65rndoX4Rh4lexRDyBX722WpomKG4GRnli3pEEkZCbOjwdqS7oxaOEs1eqITokfLAgf_cZc2668VgsaAebSx5wEGqU5cUfv2YMa7CqqOIu3Dls54LSe7-fwtk3d3bf9EhxY/s610/uk-lgflag.gif)
Friday 31 January 2014
UK: Royal Assent for the Local Audit and Accountability Act 2014
![](https://blogger.googleusercontent.com/img/b/R29vZ2xl/AVvXsEi_OoFgZDOaX65rndoX4Rh4lexRDyBX722WpomKG4GRnli3pEEkZCbOjwdqS7oxaOEs1eqITokfLAgf_cZc2668VgsaAebSx5wEGqU5cUfv2YMa7CqqOIu3Dls54LSe7-fwtk3d3bf9EhxY/s610/uk-lgflag.gif)
UK: external board evaluations - draft code of practice published
![](https://blogger.googleusercontent.com/img/b/R29vZ2xl/AVvXsEi_OoFgZDOaX65rndoX4Rh4lexRDyBX722WpomKG4GRnli3pEEkZCbOjwdqS7oxaOEs1eqITokfLAgf_cZc2668VgsaAebSx5wEGqU5cUfv2YMa7CqqOIu3Dls54LSe7-fwtk3d3bf9EhxY/s610/uk-lgflag.gif)
Thursday 30 January 2014
UK: FCA consults on changes to the Listing Rules and Prospectus Rules
![](https://blogger.googleusercontent.com/img/b/R29vZ2xl/AVvXsEi_OoFgZDOaX65rndoX4Rh4lexRDyBX722WpomKG4GRnli3pEEkZCbOjwdqS7oxaOEs1eqITokfLAgf_cZc2668VgsaAebSx5wEGqU5cUfv2YMa7CqqOIu3Dls54LSe7-fwtk3d3bf9EhxY/s610/uk-lgflag.gif)
Labels:
fca,
financial conduct authority,
listing rules,
prospectus,
prospectus rules,
sponsors,
uk,
ukla
Isle of Man: High Court considers appointment and role of conflict liquidator
![](https://blogger.googleusercontent.com/img/b/R29vZ2xl/AVvXsEgpnAS4i3fxI_Fx4Mzf4zOPD5hEo9jQg2y0KDPFRDaoRCsaQ-wN0i7zIxf0wI4EVNRiWC9uMx1pdPFTcgnNco0Wg6XGJuJyMoS8gH-mAB_8Rtk8bK3jsV8hS4w3Iw8TjVlsDNaldQtYGnH4/s1600/isleofman.gif)
Labels:
conflict liquidator,
isle of man,
liquidation,
liquidator
Wednesday 29 January 2014
EU: Structural reform of the banking sector - Commission proposals published
![](https://blogger.googleusercontent.com/img/b/R29vZ2xl/AVvXsEjWSwkmjRXid1rwb1PeacMaYtDekXr0d2C_x5G69N9lGOaBts9fpBY8MBIxfOdMT8ioQUj3X4-CyT4BhuDTjr8MgEwv8gu_haOQ9E3s-KWRBxVQnOnHxvPXS4Bc7aVFVxvBvjCxBNC6i2V9/s1600/europeflg.gif)
Labels:
banks,
europe,
financial regulation,
proprietary trading
Tuesday 28 January 2014
BCBS identifies sound practices for bank capital planning
Labels:
basel,
basel committee,
bis,
board of directors,
capital
Monday 27 January 2014
UK: Remuneration and the role of regulators - comments from the Bank of England Governor
![](https://blogger.googleusercontent.com/img/b/R29vZ2xl/AVvXsEi_OoFgZDOaX65rndoX4Rh4lexRDyBX722WpomKG4GRnli3pEEkZCbOjwdqS7oxaOEs1eqITokfLAgf_cZc2668VgsaAebSx5wEGqU5cUfv2YMa7CqqOIu3Dls54LSe7-fwtk3d3bf9EhxY/s610/uk-lgflag.gif)
Friday 24 January 2014
UK: Deregulation Bill introduced in Parliament
![](https://blogger.googleusercontent.com/img/b/R29vZ2xl/AVvXsEi_OoFgZDOaX65rndoX4Rh4lexRDyBX722WpomKG4GRnli3pEEkZCbOjwdqS7oxaOEs1eqITokfLAgf_cZc2668VgsaAebSx5wEGqU5cUfv2YMa7CqqOIu3Dls54LSe7-fwtk3d3bf9EhxY/s610/uk-lgflag.gif)
Labels:
audit,
auditors,
companies act 2006,
deregulation bill,
insolvency,
uk
Thursday 23 January 2014
UK: Consumer Rights Bill introduced in Parliament
![](https://blogger.googleusercontent.com/img/b/R29vZ2xl/AVvXsEi_OoFgZDOaX65rndoX4Rh4lexRDyBX722WpomKG4GRnli3pEEkZCbOjwdqS7oxaOEs1eqITokfLAgf_cZc2668VgsaAebSx5wEGqU5cUfv2YMa7CqqOIu3Dls54LSe7-fwtk3d3bf9EhxY/s610/uk-lgflag.gif)
Labels:
competition law,
consumer rights bill,
contract,
uk
UK: FRC publishes second audit quality thematic review findings and report
![](https://blogger.googleusercontent.com/img/b/R29vZ2xl/AVvXsEi_OoFgZDOaX65rndoX4Rh4lexRDyBX722WpomKG4GRnli3pEEkZCbOjwdqS7oxaOEs1eqITokfLAgf_cZc2668VgsaAebSx5wEGqU5cUfv2YMa7CqqOIu3Dls54LSe7-fwtk3d3bf9EhxY/s610/uk-lgflag.gif)
Wednesday 22 January 2014
Europe: Court of Justice upholds ESMA's power to regulate or prohibit short selling in the Member States
![](https://blogger.googleusercontent.com/img/b/R29vZ2xl/AVvXsEjWSwkmjRXid1rwb1PeacMaYtDekXr0d2C_x5G69N9lGOaBts9fpBY8MBIxfOdMT8ioQUj3X4-CyT4BhuDTjr8MgEwv8gu_haOQ9E3s-KWRBxVQnOnHxvPXS4Bc7aVFVxvBvjCxBNC6i2V9/s1600/europeflg.gif)
UK: Rule 21.2 of the Takeover Code - practice statement published
![](https://blogger.googleusercontent.com/img/b/R29vZ2xl/AVvXsEi_OoFgZDOaX65rndoX4Rh4lexRDyBX722WpomKG4GRnli3pEEkZCbOjwdqS7oxaOEs1eqITokfLAgf_cZc2668VgsaAebSx5wEGqU5cUfv2YMa7CqqOIu3Dls54LSe7-fwtk3d3bf9EhxY/s610/uk-lgflag.gif)
Labels:
director,
shareholder,
takeover code,
takeover panel,
uk
Tuesday 21 January 2014
Canada: OSC consults on new disclosure rules regarding female participation on boards
![](https://blogger.googleusercontent.com/img/b/R29vZ2xl/AVvXsEi48M0UquIBxbiRQ3HUd9_j5hKmM7Tjcuwv42QXQAg91TiY0mHaR8fC9hmwKwKs1TQkhweyFusY-Pka87l4M9apVDX7Wzh88zDv5GwrWaVdgZxhhlsJuL7UNoLTFH4KSXH0pX2ty9lxdn2v/s1600/canada.gif)
Monday 20 January 2014
India: RBI forms committee to review operation of bank boards
![](https://blogger.googleusercontent.com/img/b/R29vZ2xl/AVvXsEg7Y8RkLqjpN8t9LRki3JrmXXJqHMzfsEtYgljHCnvvcvxJqGrISckaupKdOgPQABtO3IGc_s31O-xJT7BQIeev3NWNxXx_ANarph-OLExIDAbVipgd4_d20CuO4ltz-H7truhThPJoKdhY/s1600/in-lgflag.gif)
Labels:
banks,
board of directors,
india,
reserve bank of india
UK: Competition Commission statutory audit market services inquiry - remedy implementation timetable revised
![](https://blogger.googleusercontent.com/img/b/R29vZ2xl/AVvXsEi_OoFgZDOaX65rndoX4Rh4lexRDyBX722WpomKG4GRnli3pEEkZCbOjwdqS7oxaOEs1eqITokfLAgf_cZc2668VgsaAebSx5wEGqU5cUfv2YMa7CqqOIu3Dls54LSe7-fwtk3d3bf9EhxY/s610/uk-lgflag.gif)
Labels:
audit,
competition commission,
statutory audit directive,
uk
Friday 17 January 2014
Pakistan: SECP amends corporate governance code for listed companies
![](https://blogger.googleusercontent.com/img/b/R29vZ2xl/AVvXsEiOSRDOax-d3AJvpu7UMD4mbWWEvBMPhhcX4xN0pHwyqFR5-8sbETbRZVW07wodMzT2ROeH8HNMZQDTWbS4d-PDrqrjqmD9Q8dj-Vr2rvQcAs3Ix3EE_SWq7JzPOnbwck3giczciKllZ_qV/s1600/pk-lgflag.gif)
Japan: draft stewardship code - copy in English now available
![](https://blogger.googleusercontent.com/img/b/R29vZ2xl/AVvXsEiJt05hgKtucD1-BvbzPtmlpsqx32125QakdGFyxJaeOrjYe4S8HA30oj5jA1-j0goja6H5-HWeN9oNMgzqkJBtVKHFromicsI_Nym_CYt1m171fa4k9C6Lx19Hpu74z72nmUhf9UR10_ox/s1600/japan.gif)
Labels:
japan,
shareholder,
stewardship,
stewardship code
UK: consumer credit regulation and the Financial Conduct Authority - legislative update
![](https://blogger.googleusercontent.com/img/b/R29vZ2xl/AVvXsEi_OoFgZDOaX65rndoX4Rh4lexRDyBX722WpomKG4GRnli3pEEkZCbOjwdqS7oxaOEs1eqITokfLAgf_cZc2668VgsaAebSx5wEGqU5cUfv2YMa7CqqOIu3Dls54LSe7-fwtk3d3bf9EhxY/s610/uk-lgflag.gif)
UK: The Building Societies (Accounts and Related Provisions) (Amendment) Regulations 2014
![](https://blogger.googleusercontent.com/img/b/R29vZ2xl/AVvXsEi_OoFgZDOaX65rndoX4Rh4lexRDyBX722WpomKG4GRnli3pEEkZCbOjwdqS7oxaOEs1eqITokfLAgf_cZc2668VgsaAebSx5wEGqU5cUfv2YMa7CqqOIu3Dls54LSe7-fwtk3d3bf9EhxY/s610/uk-lgflag.gif)
Labels:
building society,
disclosure,
non-financial reporting,
reporting,
uk
Thursday 16 January 2014
UK: England and Wales: section 1140 of the Companies Act 2006 creates 'parallel code'
![](https://blogger.googleusercontent.com/img/b/R29vZ2xl/AVvXsEi_OoFgZDOaX65rndoX4Rh4lexRDyBX722WpomKG4GRnli3pEEkZCbOjwdqS7oxaOEs1eqITokfLAgf_cZc2668VgsaAebSx5wEGqU5cUfv2YMa7CqqOIu3Dls54LSe7-fwtk3d3bf9EhxY/s610/uk-lgflag.gif)
Wednesday 15 January 2014
Europe: ESMA refusal to register credit rating agency upheld by Board of Appeal
![](https://blogger.googleusercontent.com/img/b/R29vZ2xl/AVvXsEjWSwkmjRXid1rwb1PeacMaYtDekXr0d2C_x5G69N9lGOaBts9fpBY8MBIxfOdMT8ioQUj3X4-CyT4BhuDTjr8MgEwv8gu_haOQ9E3s-KWRBxVQnOnHxvPXS4Bc7aVFVxvBvjCxBNC6i2V9/s1600/europeflg.gif)
Labels:
board of appeal,
credit rating agency,
esma,
europe
Tuesday 14 January 2014
UK: PwC 2013 report on non-executive director fees
Monday 13 January 2014
Basel III - leverage ratio framework and disclosure requirements approved
Labels:
banks,
basel,
basel committee,
lcr,
liquidity
Hong Kong: the disclosure of inside information
![](https://blogger.googleusercontent.com/img/b/R29vZ2xl/AVvXsEhO5CqjRie_F125U-4LwgCPQZ3L8eztz_aMGXsf6nACmi8BAP689LlWI91Vm4kLMVtw9xhswbvcSfGv-dnZpdZTXveGx37wdmwTtn2-LCmKcImPSmakV_ZO8zBDNhzPt7-ICyTFIGFwvOVQ/s1600/hongkong.gif)
Friday 10 January 2014
UK: Competition and Markets Authority - guidance published on exercise of powers
![](https://blogger.googleusercontent.com/img/b/R29vZ2xl/AVvXsEi_OoFgZDOaX65rndoX4Rh4lexRDyBX722WpomKG4GRnli3pEEkZCbOjwdqS7oxaOEs1eqITokfLAgf_cZc2668VgsaAebSx5wEGqU5cUfv2YMa7CqqOIu3Dls54LSe7-fwtk3d3bf9EhxY/s610/uk-lgflag.gif)
UK: Competition Commission statutory audit services market inquiry - remedies addressed to the FRC - response from the FRC
![](https://blogger.googleusercontent.com/img/b/R29vZ2xl/AVvXsEi_OoFgZDOaX65rndoX4Rh4lexRDyBX722WpomKG4GRnli3pEEkZCbOjwdqS7oxaOEs1eqITokfLAgf_cZc2668VgsaAebSx5wEGqU5cUfv2YMa7CqqOIu3Dls54LSe7-fwtk3d3bf9EhxY/s610/uk-lgflag.gif)
Thursday 9 January 2014
Australia: financial system inquiry - draft terms of reference - publication of submissions
![](https://blogger.googleusercontent.com/img/b/R29vZ2xl/AVvXsEhHk4Wp3XeDLsiwLGQrLey-TNLt9cWjO5tUEHJlBFltwCM-dyjzbgsnqrqcKJn6JZSGeZsUoJTSkKp5zsDNGDdVNiuihgqumN3Y4YoY2KgqDGkiKnZACj36ruWIcBaKRXrpVorILwfA0gUL/s1600/australia.gif)
Labels:
australia,
banks,
financial regulation,
financial services
Wednesday 8 January 2014
Japan: panel recommendations to vitalise financial and capital markets
![](https://blogger.googleusercontent.com/img/b/R29vZ2xl/AVvXsEiJt05hgKtucD1-BvbzPtmlpsqx32125QakdGFyxJaeOrjYe4S8HA30oj5jA1-j0goja6H5-HWeN9oNMgzqkJBtVKHFromicsI_Nym_CYt1m171fa4k9C6Lx19Hpu74z72nmUhf9UR10_ox/s1600/japan.gif)
Tuesday 7 January 2014
Portugal: CMVM corporate governance code recommendations - copy in English now available
![](https://blogger.googleusercontent.com/img/b/R29vZ2xl/AVvXsEj39izhXu9OMOdCj_sJFa_RiiRD4JXpLDZE5v4rBc3m5MDYzymbYnVUIZcyfUdadv6UnTG8EcGoblXcqAhabfeuvHBdlofOAxY8Js-PiBDjf7Ec1UqCU33SD1Zt5c-DwLApy028wLaK2BU9/s1600/po-lgflag.gif)
Monday 6 January 2014
Jersey: Codes of Practice for Investment Business
![](https://blogger.googleusercontent.com/img/b/R29vZ2xl/AVvXsEhPt3G1FOviGcUpfSAkJ_-c3f1Q4LAEIv4T1bQvnXAVVje0c3RO0K_Q-K5a8xDtFK2u-4sYv9BENP6zuQDfXiLlMqq3BIX053m7zXhd2IX5WDkUhyphenhyphenGKEvhzBwVXkqwJJAm-4v6gbOw9_WLU/s1600/jersey.gif)
Friday 3 January 2014
Luxembourg: ALFI's code of conduct for investment funds
![](https://blogger.googleusercontent.com/img/b/R29vZ2xl/AVvXsEjcYTecykgArw48cEcyukjc5xxG4cMf3jI2cZ-NpPOqRxPlZK7lgBvBOSIXfK6QQnPDy4aU46KwaPeRQatWxhGBveiUyFzEklaZPaR0kJIdXYBg1K80xjk90BO7FsbiAkNpvX5vG0jnkt2f/s1600/lu-lgflag.gif)
Columbia: Framework Code of Good Corporate Governance for SMEs
![](https://blogger.googleusercontent.com/img/b/R29vZ2xl/AVvXsEiIJlOGy1c7qcSR0GJe7yXZQ4t8KLt-CL7Yew3kTcHVllgsjc2DJF090_KbGEgsbBLAjgK2YzyvpCZL4VFyQq2_i5eNM4qfXyJbD9J9hD5EiPk3xoVyOrRsyAbBkUN0vTKE3Bci1Da8Jew9/s1600/columbia.gif)
Thursday 2 January 2014
Spain: new edition of the unified code of good governance for listed companies
![](https://blogger.googleusercontent.com/img/b/R29vZ2xl/AVvXsEjTzvg4b7sji_BZe7uq9rbux8g2bVhU5-0e9Z5s65_XewU-FtbHTlC3N9Zr8gR4M9lmRgdgUbp9HlZT5-4HwswWSNYjl_IiXQngpV53Kl4t3-p1kTa-7q3nnkEpZWbCKvNd24ewEHYexa39/s1600/spainflag.gif)
Japan: draft stewardship code published
![](https://blogger.googleusercontent.com/img/b/R29vZ2xl/AVvXsEiJt05hgKtucD1-BvbzPtmlpsqx32125QakdGFyxJaeOrjYe4S8HA30oj5jA1-j0goja6H5-HWeN9oNMgzqkJBtVKHFromicsI_Nym_CYt1m171fa4k9C6Lx19Hpu74z72nmUhf9UR10_ox/s1600/japan.gif)
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