The Financial Conduct Authority has published a policy statement in respect of the changes it will make to its Decision Procedure and Penalties manual (DEPP) and the Enforcement Guide (EG) following the new powers given to it by the Proxy Advisors (Shareholders’ Rights) Regulations 2019: see here (pdf).
Monday, 9 December 2019
UK: FCA policy statement - PS19/28: Proxy Advisors (Shareholders’ Rights) Regulations implementation
The Financial Conduct Authority has published a policy statement in respect of the changes it will make to its Decision Procedure and Penalties manual (DEPP) and the Enforcement Guide (EG) following the new powers given to it by the Proxy Advisors (Shareholders’ Rights) Regulations 2019: see here (pdf).
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