Earlier this week the Securities and Exchange Commission published two documents concerning proxy voting: [1] guidance regarding the proxy voting responsibilities of investment advisers (here, pdf); [2] interpretation and guidance regarding the applicability of the proxy rules (here, pdf).
Friday, 23 August 2019
USA: SEC guidance on proxy rules and proxy voting responsibilities
Earlier this week the Securities and Exchange Commission published two documents concerning proxy voting: [1] guidance regarding the proxy voting responsibilities of investment advisers (here, pdf); [2] interpretation and guidance regarding the applicability of the proxy rules (here, pdf).
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