The Financial Conduct Authority has published its policy statement Publishing information about enforcement warning notices: see here (pdf). This sets out the approach that the FCA proposes to take in respect of its publication of information in respect of warning notices and the circumstances where anonymised information will be provided.
Wednesday, 16 October 2013
UK: FCA policy statement - publishing information about enforcement warning notices
The Financial Conduct Authority has published its policy statement Publishing information about enforcement warning notices: see here (pdf). This sets out the approach that the FCA proposes to take in respect of its publication of information in respect of warning notices and the circumstances where anonymised information will be provided.
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