Monday, 12 October 2015

UK: Financial Advice Market Review - call for input

In August, HM Treasury announced that start of a review to consider the regulatory and legal framework governing the provision of financial advice and guidance to consumers and its effectiveness: see here. Today, as part of the review, a joint paper was published by HM Treasury and the Financial Conduct Authority seeking input in respect of a wide range of issues including, for example, the extent of the 'advice gap' and the regulatory barriers faced by firms in giving advice: see here (pdf).

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