The Financial Conduct Authority has, for the first time, brought a prosecution under section 177(3)(a) of the Financial Services and Markets Act 2000 in respect of an individual's destruction of documents relevant to an investigation. For further information, see here.
Monday, 9 September 2019
UK: FCA investigations and the destruction of documents
The Financial Conduct Authority has, for the first time, brought a prosecution under section 177(3)(a) of the Financial Services and Markets Act 2000 in respect of an individual's destruction of documents relevant to an investigation. For further information, see here.
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