The Financial Conduct Authority has published its annual report and accounts for the year ended 31 March 2019: see here (pdf). Chapter 3 focuses on the FCA's work concerning firms' culture and governance and discusses, amongst other things, the Senior Managers and Certification Regime, the Financial Services Register, remuneration and whistleblowing (1,119 reports were received). The main report is accompanied by the following separate reports: anti-money laundering (pdf), competition (pdf), diversity (pdf) and enforcement (pdf).
Tuesday, 9 July 2019
UK: FCA publishes annual report
The Financial Conduct Authority has published its annual report and accounts for the year ended 31 March 2019: see here (pdf). Chapter 3 focuses on the FCA's work concerning firms' culture and governance and discusses, amongst other things, the Senior Managers and Certification Regime, the Financial Services Register, remuneration and whistleblowing (1,119 reports were received). The main report is accompanied by the following separate reports: anti-money laundering (pdf), competition (pdf), diversity (pdf) and enforcement (pdf).
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