The International Organisation of Securities Commissions has published a consultation report titled Conflicts of interest and associated conduct risks during the equity capital raising process: see here (pdf). The report identifies various risks and contains non-binding guidance for IOSCO members.
Tuesday, 27 February 2018
IOSCO consultation report: conflicts of interest and the equity capital raising process
The International Organisation of Securities Commissions has published a consultation report titled Conflicts of interest and associated conduct risks during the equity capital raising process: see here (pdf). The report identifies various risks and contains non-binding guidance for IOSCO members.
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