The Financial Conduct Authority and Prudential Regulation Authority have today published proposals to extend the reach of the Senior Managers and Certification Regime: see, respectively, here and here. The FCA's proposals will mean that the Regime will apply to almost all regulated firms; the PRA's proposals will extend the regime to all insurers.
Wednesday, 26 July 2017
UK: extending the Senior Managers and Certification Regime
The Financial Conduct Authority and Prudential Regulation Authority have today published proposals to extend the reach of the Senior Managers and Certification Regime: see, respectively, here and here. The FCA's proposals will mean that the Regime will apply to almost all regulated firms; the PRA's proposals will extend the regime to all insurers.
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