The Financial Conduct Authority has published two documents setting out the approach it will take to the supervision of fixed and flexible portfolio firms: see, respectively, here (pdf) and here (pdf). Governance is one of the areas discussed in the documents.
Monday, 21 September 2015
UK: The FCA's approach to the supervision of fixed and flexible portfolio firms
The Financial Conduct Authority has published two documents setting out the approach it will take to the supervision of fixed and flexible portfolio firms: see, respectively, here (pdf) and here (pdf). Governance is one of the areas discussed in the documents.
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