The International Organization of Securities Commissions has published a paper the purpose of which is to identify and promote awareness of those factors that may credibly deter misconduct in securities and investment markets: see here (pdf). The paper gives examples of practices adopted by IOSCO members and makes clear that it has not been published to benchmark or assess individual regulators.
Wednesday, 1 July 2015
IOSCO paper - credible deterrence in securities markets
The International Organization of Securities Commissions has published a paper the purpose of which is to identify and promote awareness of those factors that may credibly deter misconduct in securities and investment markets: see here (pdf). The paper gives examples of practices adopted by IOSCO members and makes clear that it has not been published to benchmark or assess individual regulators.
Subscribe to:
Post Comments (Atom)
No comments:
Post a Comment