The Financial Conduct Authority and Prudential Regulation Authority yesterday published a near-final set of rules for the new Senior Managers Regime and further information about the new Certification Regime and Conduct Rules: see here (pdf). A joint consultation paper has also been published on the accountability regime for foreign firms with UK branches: see here (pdf).
Tuesday, 17 March 2015
UK: Senior Managers Regime - near final rules published
The Financial Conduct Authority and Prudential Regulation Authority yesterday published a near-final set of rules for the new Senior Managers Regime and further information about the new Certification Regime and Conduct Rules: see here (pdf). A joint consultation paper has also been published on the accountability regime for foreign firms with UK branches: see here (pdf).
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