Tuesday 17 March 2015

UK: Senior Managers Regime - near final rules published

The Financial Conduct Authority and Prudential Regulation Authority yesterday published a near-final set of rules for the new Senior Managers Regime and further information about the new Certification Regime and Conduct Rules: see here (pdf). A joint consultation paper has also been published on the accountability regime for foreign firms with UK branches: see here (pdf).

No comments: