The Treasury has published a call for evidence as part of a review of enforcement decision making by the Prudential Regulation Authority and Financial Conduct Authority: see here. Various questions are asked in order to solicit views on the overall effectiveness of current enforcement decision making.
Wednesday, 7 May 2014
UK: Enforcement decision making by the financial regulators - call for evidence
The Treasury has published a call for evidence as part of a review of enforcement decision making by the Prudential Regulation Authority and Financial Conduct Authority: see here. Various questions are asked in order to solicit views on the overall effectiveness of current enforcement decision making.
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