The Financial Markets Authority has published for consultation proposed licensing standards and conditions in respect of discretionary investment services, peer to peer lending, crowd funding, independent trustees, derivative issuers and managed investment scheme managers: see here. The standards include governance requirements.
Monday 18 November 2013
New Zealand: FMA consults on financial services licensing standards and conditions
The Financial Markets Authority has published for consultation proposed licensing standards and conditions in respect of discretionary investment services, peer to peer lending, crowd funding, independent trustees, derivative issuers and managed investment scheme managers: see here. The standards include governance requirements.
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