The Financial Services Authority has published for comment draft guidance setting out what it expects from non-executive directors with regard to retail conduct risk (i.e., the risk that a firm will treat its retail customers unfairly and deliver inappropriate outcomes): see here (pdf). Further information is available here.
Thursday, 8 December 2011
UK: FSA consults on NED retail conduct risk guidance
The Financial Services Authority has published for comment draft guidance setting out what it expects from non-executive directors with regard to retail conduct risk (i.e., the risk that a firm will treat its retail customers unfairly and deliver inappropriate outcomes): see here (pdf). Further information is available here.
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